Negotiable vs. Redeemable Securities
Securities are categorized as either negotiable or redeemable, based on how they are traded or cashed in. This video breaks down the key differences, helping you understand how liquidity, pricing, and investor rights vary across security types.
Youโll learn:
What makes a security negotiable and how itโs traded on secondary markets
What redeemable securities are and how investors redeem them directly from issuers
Common examples of each type, including stocks, bonds, mutual funds, and UITs
Why pricing and liquidity differ between the two categories
How this distinction appears in exam questions and suitability scenarios
๐ Related Exams: SIE, Series 6, Series 7, Series 65, Series 66
๐ง Skill Level: Beginner-to-intermediate
๐ Topics Covered: Securities types, transferability, market liquidity, redemption features, investment structure