Negotiable vs. Redeemable Securities

Securities are categorized as either negotiable or redeemable, based on how they are traded or cashed in. This video breaks down the key differences, helping you understand how liquidity, pricing, and investor rights vary across security types.

Youโ€™ll learn:

  • What makes a security negotiable and how itโ€™s traded on secondary markets

  • What redeemable securities are and how investors redeem them directly from issuers

  • Common examples of each type, including stocks, bonds, mutual funds, and UITs

  • Why pricing and liquidity differ between the two categories

  • How this distinction appears in exam questions and suitability scenarios

๐Ÿ“˜ Related Exams: SIE, Series 6, Series 7, Series 65, Series 66
๐Ÿง  Skill Level: Beginner-to-intermediate
๐Ÿ“ˆ Topics Covered: Securities types, transferability, market liquidity, redemption features, investment structure

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