In this video, we walk through a real-world example of Form ADV Part 2B, also known as the brochure supplement, to show how investment adviser representatives disclose key information to clients. Seeing the form in action will help connect regulatory rules to practical application.

You’ll learn:

• How to read and interpret an actual brochure supplement

• What disclosures are required for advisory personnel

• How firms present education, business history, and disciplinary records

• Where to find compensation details and conflicts of interest

• What to focus on in exam questions that reference real disclosures

📘 Related Exams: Series 63, Series 65, Series 66
🧠 Skill Level: Intermediate
📈 Topics Covered: Form ADV Part 2B, disclosure examples, investment adviser rules, document analysis